FAQs: Brokerage Account

1. Why doesn’t my brokerage account qualify as an excepted investment fund?

A brokerage account is not an investment fund, which means that the account can never be an excepted investment fund. In addition, most brokerage accounts would not satisfy the various elements of the excepted investment fund test, even if they were investment funds. 


This guide is not intended to provide investment advice, and you should not rely on statements in this guide when making investment decisions.

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