FAQs: Exchange-Traded Fund

1. What is an excepted investment fund (EIF)?

The following link will take you to a definition for “excepted investment fund”: click here.

2. Am I required to provide a ticker symbol?

Providing a ticker symbol will expedite the approval of your report, but a ticker symbol is not absolutely required if you are unable to find the ticker symbol. Do not forget to provide the fund family name (e.g., Vanguard, Fidelity, iShares, etc.).


This guide is not intended to provide investment advice, and you should not rely on statements in this guide when making investment decisions.

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