TIAA (held through retirement plan)

Report your participation in a retirement plan in Part 3.  In addition, report the TIAA products in Part 2 (see Part 2 of this guide for details).

Employer or State


Status and Terms


East State University

Charlotte, NC

I will continue to participate in this defined contribution plan. The plan sponsor will not make further contributions after my separation.


For You

Part 3

If you hold or held a TIAA product through a retirement plan, report your continued participation in the plan.  In addition, if you are an Annual or Termination filer, report a retirement plan in which you participated at any point during the reporting period.

Employer or Party:  Provide the name of the employer.  (Note: Do not list TIAA as a party.  The arrangement that is relevant for financial disclosure purposes is your arrangement with the employer-sponsored retirement plan through which you acquired the TIAA product.)

City/State:  Provide the city and state in which the employer is located.

Status and Terms:  Report the type of plan (e.g., “defined contribution plan” or “403(b)”) and indicate whether you will continue to participate.  If you will continue to participate, specify whether the employer will continue to make contributions.

Date:  Provide the month and year in which you began participating in the plan.  This often is the date you became an employee of the organization.