FAQs: Exchange-Traded Fund

1. What is an excepted investment fund (EIF)?

The following link will take you to the definition for “excepted investment fund”: click here.

2. Am I required to provide a ticker symbol?

Providing a ticker symbol will expedite the approval of your report, but a ticker symbol is not required if you are unable to find the ticker symbol.  Regardless of whether you provide the ticker symbol, you need to provide the full name of the fund.